Susan Kim
Chief Compliance Officer
Legal
Susan joined RCF in 2022 and brings over 20 years of experience in the financial regulatory compliance industry. She started her career at the U.S. Securities & Exchange Commission as a Securities Compliance Examiner in the Investment Management Division. Subsequently she has worked in the regulatory compliance departments of several top-tier asset management firms including Credit Suisse, JPMorgan, and Morgan Stanley as well as having served as in-house counsel and compliance director for the FX strategy-focused hedge fund manager, FX Concepts. Most recently, she served as the Head of Americas Compliance for GIC, a sovereign wealth fund that manages the foreign excess reserves of the government of Singapore.
Education
J.D.
Fordham University School of Law
B.S., Psychology
The Ohio State University
Certifications, Licenses, and Associations
New York State Registered Attorney